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Step 01 Wafer Fabrication

Thermal Oxidation Furnace

Lindberg / Tempress Systems HIGH ● 4µm thermal BOX layer prevents optical mode leakage into silicon substrate

Role in QLT Fabrication

The thermal oxidation furnace grows the buried oxide (BOX) layer — a 3–4 µm thick film of thermally grown SiO₂ on bare silicon wafers. This is the very first deposition step in the QLT fabrication flow and establishes the optical foundation for the entire photonic integrated circuit. The BOX layer serves as the lower cladding, confining optical modes within the Si₃N₄ waveguide core and preventing evanescent field leakage into the high-index silicon substrate (n = 3.48 at 1550 nm).

Thermal oxidation produces the highest-quality SiO₂ available in semiconductor fabrication: dense, stoichiometric, pinhole-free, with refractive index of exactly 1.46 at 1550 nm. No other deposition method (PECVD, LPCVD TEOS, sputtering) matches the optical quality of thermally grown oxide. For quantum photonic applications, this quality is non-negotiable — any defects or absorption in the BOX layer would scatter or absorb photons propagating in the evanescent tail of the waveguide mode.

  • Optical isolation ● 4 µm BOX provides > 60 dB suppression of substrate leakage for fundamental TE mode at 1550 nm
  • Mode confinement ● Refractive index contrast (n_SiN = 2.0, n_BOX = 1.46) enables tight mode confinement in 800 nm × 350 nm waveguides
  • Mechanical support ● Dense thermal oxide provides rigid support for Si₃N₄ core and subsequent layers
  • Etch stop ● BOX layer serves as etch stop during Poovey switch release etch (HF vapor undercut)
  • Stress buffer ● Compressive SiO₂ partially compensates the high tensile stress of LPCVD Si₃N₄

Why Thermal Oxide (Not CVD Oxide)

MethodTemperatureFilm Qualityn @ 1550 nmDensityLoss
Thermal oxide (our method)900–1100°CExcellent (stoichiometric)1.46 (exact)2.20 g/cm³< 0.01 dB/cm
LPCVD TEOS700–750°CVery good1.462.15 g/cm³~0.05 dB/cm
PECVD SiO₂250–400°CGood (some H content)1.46–1.482.0–2.15 g/cm³0.05–0.2 dB/cm
Sputtered SiO₂25–300°CFair (porous)1.44–1.471.9–2.1 g/cm³0.1–1 dB/cm

BOX Layer Requirements

ParameterTargetToleranceMeasurement
MaterialThermal SiO₂
Thickness4.0 µm± 0.2 µm (≥ 3.0 µm minimum)Spectroscopic ellipsometry
Refractive index @ 1550 nm1.46± 0.005Ellipsometry
Uniformity (150 mm)< 2% center-to-edge< 3%Multi-point ellipsometry
Defect density< 0.1 defects/cm²< 0.5KLA Surfscan or equivalent
Breakdown voltage> 10 MV/cm> 8 MV/cmMercury probe C-V
Film stress~300 MPa compressive± 50 MPaWafer bow
Surface roughness< 0.2 nm RMS< 0.5 nmAFM

Oxidation Chemistry

THERMAL OXIDATION PROCESS:

DRY OXIDATION (O₂ ambient):
├── Reaction: Si + O₂ → SiO₂
├── Temperature: 900–1100°C
├── Rate: very slow (~0.02 µm/hr at 1100°C for thick oxides)
├── Quality: highest density, lowest defect count
└── Used for: thin gate oxides (5–50 nm)

WET OXIDATION (H₂O ambient — our method for BOX):
├── Reaction: Si + 2H₂O → SiO₂ + 2H₂
├── Temperature: 1000–1100°C
├── Rate: 5–10× faster than dry (Deal-Grove model)
│   └── ~0.15 µm/hr at 1100°C for 4 µm target
├── Quality: slightly lower density than dry; still excellent
├── Steam generation: pyrogenic (H₂ + O₂ torch) or bubbler
└── Time for 4 µm: ~24–30 hours at 1050°C

DEAL-GROVE MODEL:
├── x² + A·x = B·(t + τ)
├── x = oxide thickness, t = time
├── B = parabolic rate constant (diffusion-limited)
├── B/A = linear rate constant (reaction-limited)
├── For thick oxides (> 1 µm): x ≈ √(B·t) [parabolic regime]
└── Temperature dependence: Arrhenius (Ea ~1.2 eV for wet O₂)

SILICON CONSUMPTION:
├── 0.44 × oxide thickness = Si consumed
├── For 4 µm SiO₂: ~1.76 µm of Si is consumed
├── Starting wafer: 500–675 µm thick → negligible impact
└── Oxide grows INTO the silicon (56% above, 44% below original surface)

Technical Specifications

ParameterSpecification
ManufacturerLindberg/Blue M (USA) / Tempress Systems (Netherlands)
Model examplesLindberg/Blue M HTF55000 series / Tempress TS Oxidation
ConfigurationHorizontal or vertical hot-wall quartz tube furnace
Temperature range400–1200°C (3 or 5-zone PID control)
Max operating temp1100°C for oxidation; 1200°C for anneal
Temperature uniformity± 0.5°C across flat zone
Wafer capacity25–150 wafers per batch (150–200 mm)
Tube materialHigh-purity fused quartz (semiconductor grade)
Gas capabilityO₂, N₂, H₂, HCl; pyrogenic torch or external bubbler for steam
Atmosphere controlDry O₂, wet O₂ (steam), N₂ purge, H₂/O₂ pyrogenic
Ramp rate1–10°C/min (slow ramp prevents thermal shock / slip)
AutomationSoft-landing cantilever loader; recipe-driven
ParameterSpecification
ManufacturerCentrotherm (Germany)
Modelc.OXIDATION
ConfigurationVertical furnace, fully automated
Temperature range400–1200°C
Wafer sizeUp to 200 mm (300 mm option)
Batch sizeUp to 150 wafers
Uniformity< 1% wafer-to-wafer
Steam generationExternal steam generator (WVGTM) or catalytic torch
ComplianceSEMI S2/S8, CE, NFPA

Process Integration

QLT PROCESS FLOW ● Thermal Oxidation Furnace (Step B1):

PRE-REQUISITES:
├── Bare silicon wafer: 150 mm or 200 mm, (100) orientation, p-type
├── Resistivity: 1–10 Ω·cm (not critical for photonics)
├── Wafer cleaned: full RCA clean sequence
│   ├── SC-1: NH₄OH:H₂O₂:H₂O (5:1:1) @ 75°C, 10 min
│   ├── HF dip: 1% HF, 30 s (strips native oxide)
│   ├── SC-2: HCl:H₂O₂:H₂O (5:1:1) @ 75°C, 10 min
│   └── Final DI water rinse + spin dry
└── Surface must be hydrophobic after HF dip (confirms clean Si)

STEP 1: Furnace Preparation
├── Idle at 800°C under N₂ flow
├── Pre-oxidation clean: TCA (trichloroethane) or HCl/O₂ clean
│   └── Removes mobile ion contamination (Na⁺, K⁺) from tube
├── Verify thermocouple calibration
└── Confirm gas flows: O₂, H₂, N₂

STEP 2: Load Wafer Boat
├── Load 25–100 wafers in quartz boat
├── Include monitor wafers (bare Si) at ends and center
├── Slow push into furnace (1 cm/min)
├── Temperature at loading: 800°C (prevents thermal shock)
└── N₂ ambient during loading (prevents unwanted thin oxide)

STEP 3: Ramp to Oxidation Temperature
├── Ramp: 800°C → 1050°C at 5°C/min
├── Atmosphere: dry N₂ (no oxidation during ramp)
├── Ramp time: ~50 minutes
└── Stabilize at 1050°C for 10 min

STEP 4: Wet Oxidation
├── Switch atmosphere: N₂ → pyrogenic steam (H₂ + O₂ torch)
├── H₂:O₂ ratio: ~1.8:1 (excess H₂ for complete combustion)
├── Temperature: 1050°C
├── Duration: 24–30 hours (for 4 µm target)
├── Monitor oxide color on monitor wafers (4 µm ≈ 3rd-order green)
└── Maintain steady-state gas flows throughout

STEP 5: Anneal & Densification
├── Switch to dry N₂ atmosphere
├── Hold at 1050°C for 30 min (densification)
├── Optional: brief dry O₂ step (improves Si/SiO₂ interface quality)
└── Purpose: densify oxide, reduce interface trap density

STEP 6: Cool-Down & Unload
├── Ramp down: 1050°C → 800°C at 3°C/min (slow to prevent slip)
├── Slow pull from furnace at 800°C
├── Transfer to cooling station
└── Total process time: ~30–36 hours (including ramp/anneal)

STEP 7: Qualification
├── Ellipsometry: thickness = 4.0 ± 0.2 µm, n = 1.46
├── Uniformity map: < 2% across wafer
├── AFM: surface roughness < 0.2 nm RMS
├── Visual: uniform color across all wafers
└── Breakdown test (sample): > 10 MV/cm

SUBSEQUENT STEPS:
└── Wafer proceeds to LPCVD Si₃N₄ deposition (Step B2)

Vendor Options & Pricing

New System Pricing

ModelManufacturerSubstratePrice (2025–2026)Lead Time
Lindberg/Blue M HTF55000Lindberg/Blue M (USA)Up to 150 mm$300,000–$600,0008–14 weeks
Tempress TS OxidationTempress Systems (NL)Up to 200 mm$800,000–$1,500,00014–22 weeks
Centrotherm c.OXIDATIONCentrotherm (Germany)Up to 200 mm$700,000–$1,400,00014–20 weeks
Tystar Tytan MiniTystar (USA)Up to 150 mm$400,000–$800,00010–16 weeks
MRL Industries 1100MRL Industries (USA)Up to 150 mm$250,000–$500,0008–12 weeks

Refurbished Market

ModelConditionPriceLead TimeSource
Lindberg/Blue M 1200°CRefurbished$50,000–$150,0002–6 weeksClassOne, LabX
Tempress TS 6304Refurbished$200,000–$400,0006–10 weeksSemiconductor Equipment Corp.
Tystar Tytan 3600Tested$100,000–$250,0004–8 weeksFabSurplus, Used-Line
MRL Industries tube furnaceAs-is$30,000–$80,0001–3 weeksLabX, eBay industrial
Thermco MB-80 (legacy)Refurbished$80,000–$200,0004–8 weeksCAE, FabSurplus

Facility Requirements

Space and Utilities

ParameterSpecification
Power3-phase, 208/480V, 40–80A (total: 20–50 kW heating)
Floor space2 m × 3 m (horizontal) or 2 m × 2 m (vertical + 3.5 m height)
Weight500–2,000 kg
O₂ gasHigh-purity O₂ (99.999%); standard gas rack
H₂ gasFlammable ● gas cabinet with flame arrester MANDATORY
N₂ gasHouse N₂ supply or LN₂ bulk (99.999%)
HCl gasOptional (for TCA-free cleaning); toxic gas cabinet required
ExhaustCorrosion-resistant duct (handles HCl byproducts if used)
Cooling waterRecirculating chiller, 5–10 kW (furnace end caps, loader)
Cleanroom classISO 5–6
VibrationNot sensitive

Safety & Handling

Hazard Summary

HazardSourceRisk LevelControls
H₂ leak → explosionFlammable gas (LEL 4%)CRITICALGas cabinet with flame arrester; H₂ sensor; auto-shutoff; ventilation
High temperature surfaces1100°C furnace tube / exteriorHIGHThermal insulation; interlock on door; cool-down SOP; warning labels
HCl exposure (if used)Tube cleaning gasMEDIUMToxic gas monitor; corrosion-resistant exhaust; PPE
Quartz tube failureThermal cycling / mechanical stressMEDIUMScheduled replacement; slow ramp rates; visual inspection
O₂ enrichmentO₂ leak increases fire riskLOWO₂ monitor in room; ventilation; no oil/grease near fittings
Wafer thermal shockRapid temperature changeLOWSlow push/pull; controlled ramp rates

Emergency Procedures

H₂ LEAK RESPONSE:

1. EVACUATE the area immediately — H₂ is odorless and highly flammable
2. Do NOT operate electrical switches (potential ignition source)
3. Pull emergency gas shut-off (EMO) if safely accessible
4. Call facility emergency response / fire department
5. H₂ sensor should trigger auto-shutoff at 25% LEL (1% H₂ in air)
6. H₂ rises rapidly — ventilate at ceiling level
7. Do NOT re-enter until gas monitors confirm safe atmosphere
8. After clearance: leak-check all H₂ lines and torch assembly
9. Document incident per EH&S reporting requirements

FURNACE OVER-TEMPERATURE:
1. Auto-shutdown should trigger via over-temp thermocouple
2. Do NOT open furnace door (thermal shock risk to quartz tube)
3. Shut off power at breaker if controller fails
4. Allow controlled cool-down under N₂ flow
5. Inspect heating elements and thermocouples before restart
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